james mcdonald hercules investments wife
The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. NE Atlanta, GA 30326 *by appointment only. This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. The bull case would imply that were 50% stronger in terms of our earnings premium over our equity premium based on what we pay for earnings. But I think that the market will rebound and potentially finish the year slightly higher. Get 5 free searches. The potential for growth is there, but the conditions for growth are not because we are artificially providing income. What the Fed did was to protect the economy from going into the abyss. Lets call it artificial income and artificial credit for small businesses that are keeping the economy alive. "In our view, index options are a far more efficient and low- cost way to implement growth strategies for client portfolios compared with using funds or individual stocks. Registered in England and Wales. Address of QUALITY servIce and relIable guarding, We are constantly workIng and developng to mprove our qualIty of servce. Mutual Fund and ETF data provided by Refinitiv Lipper. This site contains attorney advertising. With only a few times in history have we had a gap even approaching these levels of GDP growth, equity market prices, corporate profits, equity market prices and PE ratios. Of course, we know that theres tremendous risk, not just to our health, but to the sustainability of small businesses, to the credit and economic security of households and to the outlook for how we will move forward past the pandemic. The Hercules Fund aims to generate positive returns during times of rising and falling stock markets. Market data provided by Factset. The SEC further alleges that, from February 2021 to October 2021, McDonald raised $1.5 million through the sale of equity investments in Hercules's business. The Securities and Exchange Commission today announced the filing of a civil injunctive action against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. Recent filings for HERCULES INVESTMENTS LLC 28 Jun 2019 SI-COMPLETE view 8 Jun 2019 REGISTRATION view When facing allegations such as these, its best not to be seen on TV. Whats your takeaway from GameStop, AMC, Blackberry, etc.? Vaccinating the public will not happen as quickly as most expect. With the Super Bowl around the corner, who do you want to win and who do you think will win? Hercules Investments provides a growth option for investors who need gains and growth, but we offer an element of downside risk protection because equity markets are disconnected from what we know is GDP contraction, debt, and all the uncertainty that comes along with a mutating virus. Quant Research-Driven Investment Strategies For Investors Seeking Active Portfolio Management. This inflation will cause interest rates to rise in the medium term or long term and the necessary pullback in the markets will be a result of investors taking risk off the table. Or, you know, anywhere, really. Its like a freight train that cant come to an exact halt without a crash. PHILADELPHIA COP WHO SHOT UNARMED BLACK MOTORIST BEGINS TRIAL. James Arthur McDonald Jr., 50, was charged with a single fraud count and could face up to 20 years in prison if convicted, the U.S. attorney's office said in a statement. [email protected], Internet Explorer presents a security risk. WealthManagement.com Staff | Nov 05, 2020. Today, James not only discusses all things volatility but also explains different risk-related techniques professionals can use to keep clients comfortable with their portfolios in the market.. Powered and implemented by FactSet Digital Solutions. The S&P 500 is trading at about 23 times projected forward earnings. The stockbroker and investment fraud lawyers at Sonn Law Group dedicate their entire practice to protecting the interests of investors who have lost money as a result of the negligent or wrongful conduct of those entrusted with protecting and growing our money. Fri, Feb 12. Mutual Fund and ETF data provided by Refinitiv Lipper. The 10 Best and 10 Worst States in Which to Retire in 2021, Im an Advisor. In the S&P 500, you have mega cap tech Covid winners like Microsoft, Amazon, etc. And what were seeing now is bull market enthusiasm and all types of signs of bubbles in asset prices. 2023 FOX News Network, LLC. When typing in this field, a list of search results will appear and be automatically updated as you type. I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. Hercules Investments was founded by James McDonald, who previously was founder and CEO of Index Strategy Advisors. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. I would be thrilled to buy the Washington football team because I grew up in Chevy Chase, Maryland. The equity markets have behaved puzzlingly well in 2020 with the backdrop of a global pandemic and lots of uncertainty around the evolution of the coronavirus and its impact on small businesses, households, and way of life. On 11/16/2021 HERCULES INVESTMENTS, LLC filed a Contract - Business lawsuit against DANNY MICHAEL CORRAL. Our specialization in volatility is what sets us apart because there are many funds and strategies which offer potential gains in a declining market, but as passive indexes or passive strategy, they are bound to lose money when markets are flat or rising. The SEC appreciates the assistance of the U.S. Attorney's Office, the Federal Bureau of Investigation, and the Internal Revenue Service-Criminal Investigation Division. Key stock indexes, which are market cap based, are near record highs. Lines and paragraphs break automatically. 165 Broadway 23rd Floor New York City NY, 10006 *by appointment only. The SEC's complaint alleges that McDonald raised over $3.6 million from investors between May 2019 and October 2021 for the stated purpose of trading securities through an investment vehicle called the Index Strategy Advisors Fund, and that McDonald used less than half those funds for trading and did not engage in any trading with the funds for long stretches of time. To send us an e-mail, simply complete and submit the online form below. The SEC alleges that McDonald, a former guest commentator on CNBC, raised more than $5.1 million from 23 investors and clients, and misappropriated more than $2.9 million of those funds for personal expenses and Ponzi-like payments to earlier investors. Moneys thrown into the stock market, not just big caps, theres a whole surge of investing that weve seen, maybe with the beginning of the online trading movement, where there are pockets of individual investors who have moved into investing in a way that is creating tons of frothiness. Unlike hedge funds, however, a mutual fund is accessible to individual investors and their advisors in a very transparent package. There are hundreds of companies in the small cap space that dont have the cash to pay their debt. This case was filed in Los Angeles County Superior Courts, Norwalk Courthouse located in Los Angeles, California. JAMES A MCDONALD JR Agent Address 1718 HARRIMAN LN, REDONDO BEACH, CA, 90278 Directors / Officers JAMES A MCDONALD JR, agent Registry Page https://bizfileonline.sos.ca.gov/sear. In this episode, David Armstrong, editor-in-chief at WealthManagement.com, talks to Hercules Investments James McDonald. If you or your loved one experienced investment losses, we are here to help. Small businesses are suffering tremendously, and theyre always going to be the engine of growth for the economy. The complaint also charges McDonald with violating Section 206(4) of the Advisers Act and Rule 206(4)-8 thereunder, which prohibit certain transactions by investment advisers. . - The dangers of too much fiscal and monetary stimulus In a parallel action, the United States Attorneys Office for the Central District of California announced criminal charges against McDonald. Previously, McDonald was of counsel to Gary, Williams, Parenti, Watson & Gary, P.L.LC. And weve seen, recent examples of how the concentrated energy of small investors can make headlines. The complaint also alleges that McDonald commingled the investor funds with Herculess assets and his personal assets, and used $440,000 of those funds for personal expenses, including to pay his personal credit card bills. Hercules Investments won a 2020 Wealthies Award for being the top Alternative Asset Manager. Resilience is the name of the game, says Mastercard CEO Michael Miebach, We've seen resilience in the U.S. consumer, says Coca-Cola CEO James Quincey, Illinois Governor JB Pritzker: Crime is coming down gradually in the city and it's getting better, Guggenheim CIO: We are predicting the recession to start mid-year, Moderna CEO: We're preparing our FDA filing for our RSV vaccine. Founded on May 26, 2005, GESCO provides private and corporate security services in various regions of the country including Baku, in accordance with the requirements of ISO 9001, ISO 14001, ISO 45001. Legal Statement. Today, James not only discusses all things volatility but also explains different risk-related techniques professionals can use to keep clients comfortable with their portfolios in the market. The leader of Pershing X explains why her experience, leadership style, and the support of BNY Mellon, have positioned the new venture to disrupt how wealth managers do business. Web page addresses and e-mail addresses turn into links automatically. I think we will have another risk event that pulls the market down. He was direct and asked all the questions that were relevant and provided me with very thoughtful feedback and some useful contacts. Tax Advantages Are a Selling Point for Investment in CRE. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC, a Los Angeles-based Registered Investment Advisor.Hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum growth during up or down-market cycles. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. The gap between corporate profits and GDP, or even corporate profits and equity market prices, is wider than its ever been by a long way. (Fox News). James Arthur McDonald Jr., 50, ran two Los Angeles-based investment firms called Hercules Investments and Index Strategy Advisors. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. And so, the gains that weve seen have come based on an enthusiasm and optimism placed across the entire market. The affidavit of service states that the summons and complaint were served on James McDonald by service to Beatriz Lima, "as person in charge of the place of business / authorized to accept service on behalf of Hercules Investments, LLC, a California limited liability company at 1718 18 Harriman Lane, #A, Redondo Beach, CA 90278." This fund is for qualified investors only. Contact our office today to discuss your case. GESCO combines international experience and quality standards with modern technologies and opportunities and local professional service. Founded on May 26, 2005, GESCO provides private and corporate security services in various regions of the country including Baku, in accordance with the requirements of ISO 9001, ISO 14001, ISO 45001. How Should HNW Investors Think About Them? The actual profits that have been generated and the guidance that has increased are based on a small section of the market. Questions? Hercules offers qualified clients market neutral portfolio management executed primarily through domestic index options. In late 2020, McDonald lost between $30 million and $40 million of Hercules client money after adopting "a risky short position" based on his wrong prediction that the stock market would drop. Youre describing a giant disconnect between the markets and small businesses that are in a world of hurt. The Securities and Exchange Commission today announced the filing of a civil injunctive action against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. If markets rise, our fund is managed to match or exceed that growth based on our ability to go long or short with index options. So, common sense would say, what changed in one year for a 50% premium in a market that most people would agree has been propelled with no monetary policy and stimulus? - Why volatility as an asset class is key for 2021, Its important for investors to be prepared for stock market volatility, as the economic outlook remains fragile in 2021, McDonald said. Meanwhile, sophisticated investors including institutional firms, insurance companies, and ultra-high net worth individuals have sought higher returns during growth phases and greater protection during recessionary phases by utilizing derivatives, particularly options," said James McDonald, who also serves as the firm's Chief Investment Officer. Hercules Investments has named Loreal McDonald as corporate counsel and interim chief operating officer. In a parallel action, the United States Attorney's Office for the Central District of California announced criminal charges against McDonald. And, also, relatedly and with the prospect of decades in prison attach, conspiracy and fraud. Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. It is a risk-hedged growth mutual fund that captures market appreciation and has the potential for great gains when markets fall. And debt has spiraled over 50% higher to GDP than where we were last year this time. Mr. McDonald previously was CEO/CIO of Index Strategy Advisors Inc. (ISA) from 2010-2019. Our ability to monetize volatility is exceptional as evidenced by our winning WealthManagement.coms 2020 Wealthies Award as top Alternative Asset Manager. A Division of NBCUniversal. Its an all-weather strategy. Describe the ideal client profile. Data is a real-time snapshot *Data is delayed at least 15 minutes. McDonald allegedly raised over $5 million and misappropriated funds for personal expenses and Ponzi-like payments. Lets start with your macro view. Employment levels have increased slightly, but we are artificially keeping our economy going with stimulus checks and obviously all of the Feds actions. Save my name, email, and website in this browser for the next time I comment. For more information, please see www.hercules-investments.com, Media Contact: Matt Yemma Peaks Strategies 909-633-9396 [emailprotected], Cision Distribution 888-776-0942 Unless you are aiming for simultaneous knocks on the door from the FBI, SEC and CFTC. And I think that that is much of whats happened in the macro as well. Hercules' portfolios are designed to achieve aggressive gains whether markets are rising or falling. Our strategies offer downside protection and even potential upside gains with protracted market downturns. On September 21, 2022, the SEC announced charges against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. [Like this article? https://www.wealthmanagement.com/sites/wealthmanagement.com/files/logos/Wealth-Management-Logo-white.png. Hercules Investments won a 2020 Wealthies Award for being the top Alternative Asset Manager. Wealth Management is part of the Informa Connect Division of Informa PLC. Environmental, Social and Governance (ESG), HVAC (Heating, Ventilation and Air-Conditioning), Machine Tools, Metalworking and Metallurgy, Aboriginal, First Nations & Native American. Quotes displayed in real-time or delayed by at least 15 minutes. Market data provided by Factset. Please note: We are unable to take cases with losses of less than $50,000. It takes time to get back up, but we have had renewed waves of lockdowns in the fall and layoffs. Do you have your eyes on any team per se? Then its fine. And even still, there is the risk of mutations, the continuation of sickness, hospitalizations, and fear will cause stagnation for the reopening concept. Prior to ISA he was Director of Strategic Initiatives for the $12 billion AUM Compass BBVA Wealth Management Group where he led the design and execution of brokerage, trust, and insurance strategies serving high net worth and ultra-high net worth clients. This field is for validation purposes and should be left unchanged. Things are escalating quickly for the folks behind StraightPath Venture Partners. Below are excerpts from our Jan. 28 discussion, edited for length and clarity. All material subject to strictly enforced copyright laws. James McDonald from Hercules Investments, and James Camp, Eagle Asset Management director of strategic income and managing director of fixed income, join 'The Exchange' to discuss the impact . Absolutely. 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